FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/14/2024 |
3. Issuer Name and Ticker or Trading Symbol
Entera Bio Ltd. [ ENTX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares, par value NIS 0.0000769 per share | 5,534,275 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Pre-funded warrant | 12/22/2023 | 12/22/2028 | Ordinary Shares, par value NIS 0.0000769 per share | 347,604 | 0.0 | D | |
Warrants (right to buy) | 12/22/2023 | 12/22/2028 | Ordinary Shares, par value NIS 0.0000769 per share | 1,197,604 | 1 | D |
Explanation of Responses: |
Remarks: |
* Gakasa beneficially owns 5,534,275 Shares of the Issuer's Common Stock and 347,604 pre-funded warrants. Each of KCM and Knoll beneficially own 5,534,275 Shares of the Issuer's Common Stock and 347,604 pre-funded warrants. KCM has trading authority for Gakasa, and Knoll is the President of KCM. KCM is a limited liability company formed and existing under the laws of the State of Florida. Knoll is a citizen of the United States. Gakasa is a limited liability company organized under the laws of the State of Florida. |
/s/ Fred Knoll | 11/20/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |