Entera Bio Ltd.
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(Name of Issuer)
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Ordinary Shares Nominal value of NIS 0.0000769 per share
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(Title of Class of Securities)
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M40527109
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(CUSIP Number)
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December 31, 2020
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. M40527109
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1
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NAMES OF REPORTING PERSONS
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The estate of the late Menahem Ehud Raphael
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Israel
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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1,390,997 Shares
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6
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SHARED VOTING POWER
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7
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SOLE DISPOSITIVE POWER
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1,390,997 Shares
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,390,997 Shares
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.512%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(a) |
Name of Person Filing: The estate of the late Menahem Ehud Raphael
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(b) |
Address of Principal Business Office or, if None, Residence: 12 Haseora, Tel Aviv-Jaffa 6814018, Israel
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(c) |
Citizenship: Israel
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(d) |
Title and Class of Securities: Ordinary Shares Nominal value of NIS 0.0000769 per share ("Ordinary Shares")
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(e) | CUSIP No.: | M40527109 |
Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a) | ☐ | Broker or dealer registered under Section 15 of the Act; |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Act; |
(c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act; |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940; |
(e) | ☐ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) | ☐ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
(j) | ☐ | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
(k) | ☐ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
(a) |
Amount Beneficially Owned: As of the close of business on December 31, 2020 the Reporting Person owned 1,390,997 Shares representing 6.512% of the Company's outstanding Ordinary Shares, consists
of: (i) 975,258 Shares, and (ii) 415,739 Ordinary Shares underlying options to acquire Ordinary Shares, exercisable within 60 days as of December 31, 2020. The percentage of the Company's outstanding Ordinary Shares owned by the Reporting
Person is based on 21,360,281 Ordinary Shares outstanding as of December 31, 2020, assuming the exercise of options, exercisable within 60 days of December 31,2020, by the Reporting Person.
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(i) |
Sole power to vote or to direct the vote: 1,390,997
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(ii) |
Shared power to vote or to direct the vote:
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(iii) |
Sole power to dispose or to direct the disposition of: 1,390,997
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(iv) |
Shared power to dispose or to direct the disposition of:
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Item 6. |
Ownership of more than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.
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Item 8. |
Identification and classification of members of the group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certifications.
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